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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

801 S. Figueroa St. Suite 1120, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galo Medina Beverly Hills CA 11/1997 Present
Avantax Investment Services, Inc. Los Angeles CA 02/2003 09/2025
Avantax Advisory Services Los Angeles CA 03/2003 09/2025
Cetera Wealth Services, Llc Los Angeles CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/1997 → Present
    Galo Medina
    Beverly Hills, CA
  • 02/2003 → 09/2025
    Avantax Investment Services, Inc.
    Los Angeles, CA
  • 03/2003 → 09/2025
    Avantax Advisory Services
    Los Angeles, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Los Angeles, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-03-10 → 2025-09-05
    Avantax Advisory Services
    Beverly Hills, CA
    Los Angeles, CA
  • 2002-04-26 → 2003-03-07
    Signator Investors, Inc.
    Beverly Hills, CA
Other Businesses

1)COMPREHENSIVE FINANCIAL SERVICES POSITION: President NATURE: Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/29/2003 ADDRESS: 6255 W Sunset Bl, Suite 1150, LOS ANGELES CA 90028, United States DESCRIPTION: SALES OF LIFE, HEALTH, DENTAL, LONG TERM CARE INSURANCE AND FIXED ANNUITY SALES 2) Galo Medina~'NIR'~6255 W Sunset Bl , Suite 1150~LOS ANGELES~CA~90028~Independent Insurance Agent~Insurance Sales Agent~2/27/2003~5hrs~5hrs~LIFE, LONG TERM CARE, DENTAL, HEALTH INSURANCE SALES 3) Galo Medina~'NIR'~6255 W Sunset Bl, Suite 1150~Los Angeles~CA~90028~Rental Property Owner/Management~Owner/Sole Proprietor~11/1/2011~1hrs~1hrs~Property Management 4) Galo Medina INC.~'NIR'~6255 W. Sunset Bl., Suite 1150~Hollywood~CA~90028~Insurance Agent~Owner~2/1/2003~1hrs~1hrs~Sales to individuals and business owners

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-22
S63 Uniform Securities Agent State Law Examination 1998-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-04-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-04
Other Names
  • Galo S Medina

View on SEC IAPD

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