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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
Branch Locations
1674 County Route 7A, Copake, NY 12516 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Danbury | CT | 04/2006 | 03/2018 |
| Wells Fargo Clearing Services Llc | Danbury | CT | 06/2018 | 01/2019 |
| Keybank | Copake | NY | 04/2019 | Present |
| Key Investment Services Llc | Cohoes | NY | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-09 |
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