Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-22 |
| WI | RA | APPROVED | 2020-06-22 |
Branch Locations
411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Brookfield | WI | 02/2010 | 06/2020 |
| Morgan Stanley Smith Barney Llc | Milwaukee | WI | 06/2020 | Present |
1. *405419 - Northern Lights Real Estate, LLC; Investment related -Yes; West Allis; Wisconsin; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 2; 2. *405422 - The Tinners Shoppe, LLC; Investment related -Yes; West Allis; Wisconsin; Manufacturing; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 3; 3. *403758 - TRINITY HEATING & AIR CONDITIONING, LLC; Investment related No; Milwaukee,WI; HVAC install and repair; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); May 2016; During business hours: 0; After business hours: 3; Accounting/Bookkeeping, Check Signing/Funds Disbursements. 4. *668589- Rental Property; Investment related: Yes; New Berlin, Wisconsin; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-05 |
Reach out to this advisor