John Raymond Rodriguez

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-30

TX RA
APPROVED

Since 2021-08-30

Branch Locations

1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	08/2003	08/2021
Randolph Brooks Fcu	Live Oaks	TX	03/2016	08/2021
Ameriprise Financial Services, Llc	Live Oak	TX	08/2021	Present

08/2003 → 08/2021

Cuna Brokerage Services, Inc.

Waverly, IA
03/2016 → 08/2021

Randolph Brooks Fcu

Live Oaks, TX
08/2021 → Present

Ameriprise Financial Services, Llc

Live Oak, TX

Previous Registrations

2003-11-19 → 2021-09-01

Cuna Brokerage Services, Inc.

Schertz, TX

Live Oak, TX

San Antonio, TX

Live Oak, TX

Other Businesses

Outside Employment; RBFCU; Financial advisor - Financial advise; ; 0ne ikea/rbfcu parkway, , Live oak, TX, 78233; Investment-Related; 08/07/2003; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-09
S63	Uniform Securities Agent State Law Examination	1998-02-02

S65 Uniform Investment Adviser Law Examination

1998-02-09
S63 Uniform Securities Agent State Law Examination

1998-02-02

Other Names

Ray Rodriguez
John Rodriguez

View on SEC IAPD