Jeffery Neal Hughes

Current Employers

Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-05-18
AZ	RA	APPROVED	2023-02-28
IL	RA	APPROVED	2023-02-28
TX	RA	APPROVED_RES	2023-02-22
NE	RA	APPROVED	2023-02-21
IA	RA	APPROVED	2017-05-19

AL RA
APPROVED

Since 2026-05-18
AZ RA
APPROVED

Since 2023-02-28
IL RA
APPROVED

Since 2023-02-28
TX RA
APPROVED_RES

Since 2023-02-22
NE RA
APPROVED

Since 2023-02-21
IA RA
APPROVED

Since 2017-05-19

Branch Locations

3636 Weston Pkwy, Ste 205, West Des Moines, IA 50266 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Midwest Heritage Bank	West Des Moines	IA	03/2016	04/2017
Securities America Inc	West Des Moines	IA	03/2016	04/2017
Lpl Financial, Llc	West Des Moines	IA	05/2017	Present
Global Retirement Partners, Llc	West Des Moines	IA	05/2017	Present

03/2016 → 04/2017

Midwest Heritage Bank

West Des Moines, IA
03/2016 → 04/2017

Securities America Inc

West Des Moines, IA
05/2017 → Present

Lpl Financial, Llc

West Des Moines, IA
05/2017 → Present

Global Retirement Partners, Llc

West Des Moines, IA

Previous Registrations

2016-03-23 → 2017-04-28

Securities America Advisors, Inc.

West Des Moines, IA
2014-02-27 → 2016-02-16

Principal Securities, Inc.

Wdm, IA

Des Moines, IA

W Des Moines, IA

Des Moines, IA

Other Businesses

1. 5/25/2017 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/08/2017 - 32 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 5/2017. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 5/25/2021 - AssuredPartners Financial Services - DBA: AssuredPartners Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2021 - 163 Hours Per Month/11 Hours During Securities Trading. 3. 6/9/2021 - AssuredPartners Financial Services - DBA: AssuredPartners Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 07/01/2021 - 163 Hours Per Month/11 Hours During Securities Trading - Provide advice for hourly and/or fixed fees. 4) 06/10/2025 - Focused Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/10/2025 - 40 Hrs/Mth - 8 Hrs During Trading. 5) 06/10/2025 - Focused Financial Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:06/10/2025 - 40 Hrs/Mth - 8 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-25
S63	Uniform Securities Agent State Law Examination	2003-04-28

S66 Uniform Combined State Law Examination

2014-02-25
S63 Uniform Securities Agent State Law Examination

2003-04-28

Other Names

Jeff Neal Hughes

View on SEC IAPD