Anna Kay Brokaw Rice

Current Employers

Brokaw Rice Investment Advisors, Incorporated

Dallas, TX • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-04
TX	RA	APPROVED	2016-06-28

FL RA
APPROVED

Since 2025-03-04
TX RA
APPROVED

Since 2016-06-28

Branch Locations

Dallas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
At&T Corporation	Dallas	TX	06/2015	03/2019
Brokaw Rice Investment Advisors, Incorporated	Dallas	TX	07/2016	12/2023
Brokaw Rice Investment Advisors, Incorporated	Dallas	TX	01/2024	Present
Keurig Dr. Pepper	Dallas	TX	03/2019	11/2019
Hilton	Dallas	TX	11/2019	07/2020
Frontier Communications	Dallas	TX	08/2020	12/2022
Cushman & Wakefield	Dallas	TX	01/2023	10/2023
Servicenow	Dallas	TX	01/2024	03/2024
Servicenow	Dallas	TX	03/2024	Present

06/2015 → 03/2019

At&T Corporation

Dallas, TX
07/2016 → 12/2023

Brokaw Rice Investment Advisors, Incorporated

Dallas, TX
01/2024 → Present

Brokaw Rice Investment Advisors, Incorporated

Dallas, TX
03/2019 → 11/2019

Keurig Dr. Pepper

Dallas, TX
11/2019 → 07/2020

Hilton

Dallas, TX
08/2020 → 12/2022

Frontier Communications

Dallas, TX
01/2023 → 10/2023

Cushman & Wakefield

Dallas, TX
01/2024 → 03/2024

Servicenow

Dallas, TX
03/2024 → Present

Servicenow

Dallas, TX

Other Businesses

ANNA KAY BROKAW RICE IS A TALENT SOLUTIONS DIRECTOR AT SERVICENOW. THESE ACTIVITIES INCLUDE MANAGING HUMAN RESOURCES TALENT ACQUISITION FOR SERVICENOW.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-08

S65 Uniform Investment Adviser Law Examination

1997-12-08

Other Names

Anna Kay Brokaw
Anna Kay Brokaw

View on SEC IAPD