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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-27 |
| TX | RA | APPROVED | 2026-05-27 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Carlsbad | CA | 01/2012 | 02/2019 |
| Kestra Advisory Services, Llc | Superior | CO | 05/2026 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2015 | 02/2019 |
| Kestra Investment Services | Superior | CO | 02/2019 | Present |
| Kestra Private Wealth Services | Superior | CO | 02/2019 | Present |
Business Name: Aero Wealth Management Investment Related: Yes Address: 3570 Carmel Mountain Rd., Ste. 150 San Diego CA 92130 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Director Start Date: 2/21/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: customized portfolio construction, asset allocation and management. ongoing financial analysis and monitoring.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-05 |
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