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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-27
TX RA APPROVED 2026-05-27
  • CO RA
    APPROVED
    Since 2026-05-27
  • TX RA
    APPROVED
    Since 2026-05-27

Branch Locations

Superior, CO • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Carlsbad CA 01/2012 02/2019
Kestra Advisory Services, Llc Superior CO 05/2026 Present
Morgan Stanley Private Bank, National Association New York NY 02/2015 02/2019
Kestra Investment Services Superior CO 02/2019 Present
Kestra Private Wealth Services Superior CO 02/2019 Present
  • 01/2012 → 02/2019
    Morgan Stanley Smith Barney
    Carlsbad, CA
  • 05/2026 → Present
    Superior, CO
  • 02/2015 → 02/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → Present
    Kestra Investment Services
    Superior, CO
  • 02/2019 → Present
    Kestra Private Wealth Services
    Superior, CO
Previous Registrations
Other Businesses

Business Name: Aero Wealth Management Investment Related: Yes Address: 3570 Carmel Mountain Rd., Ste. 150 San Diego CA 92130 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Director Start Date: 2/21/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: customized portfolio construction, asset allocation and management. ongoing financial analysis and monitoring.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-20
S63 Uniform Securities Agent State Law Examination 1998-02-05
  • S65 Uniform Investment Adviser Law Examination
    1998-02-20
  • S63 Uniform Securities Agent State Law Examination
    1998-02-05
Other Names
  • Linda Lucille Rincon

View on SEC IAPD

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