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Thomas Leslie Johnston

Johnston Investment Advisory Services, LLC

Littleton, CO

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Current Employers
Johnston Investment Advisory Services, Llc

Littleton, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2007-11-16
  • CO RA
    APPROVED
    Since 2007-11-16

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnston Investment Advisory Services Littleton CO 12/2015 Present
Oliver, Murph And Motu Llc Sheridan WY 05/2023 07/2023
  • 12/2015 → Present
    Johnston Investment Advisory Services
    Littleton, CO
  • 05/2023 → 07/2023
    Oliver, Murph And Motu Llc
    Sheridan, WY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-05
S63 Uniform Securities Agent State Law Examination 1998-04-13
  • S65 Uniform Investment Adviser Law Examination
    2007-04-05
  • S63 Uniform Securities Agent State Law Examination
    1998-04-13
Other Names
  • Les Johnston

View on SEC IAPD

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