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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-08
CO RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2022-12-08
  • CO RA
    APPROVED
    Since 2011-01-03

Branch Locations

5801 W 11Th St, Greeley, CO 80634 • United States

1069 Main St, Windsor, CO 80550 • United States

460 S College Ave, Fort Collins, CO 80524 • United States

320 E Harmony Rd, Fort Collins, CO 80525 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Loveland CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Loveland CO 11/2016 Present
Previous Registrations
  • 2004-06-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Loveland, CO
    Fort Collins, CO
    Fort Collins, CO
    Fort Collins, CO
    Fort Collins, CO
    Loveland, CO
  • 2002-11-11 → 2004-05-10
    Ft. Collins, CO
Other Businesses

WINDSOR CHARTER ACADEMY MIDDLE SCHOOL; NOT INV RELATED;WINDSOR,CO; EDUCATION; HEAD COACH; START DATE: 8/17/2026; 12 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
S63 Uniform Securities Agent State Law Examination 1998-05-20
  • S66 Uniform Combined State Law Examination
    2002-11-01
  • S63 Uniform Securities Agent State Law Examination
    1998-05-20

View on SEC IAPD

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