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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-19 |
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2021-03-25 |
| CT | RA | APPROVED | 2010-01-20 |
| NJ | RA | APPROVED | 2006-09-12 |
Branch Locations
200 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Melville | NY | 01/2012 | Present |
| Park Avenue Securities Llc | Melville | NY | 01/2012 | Present |
1) Insurance other than Guardian, Start date: 09/01/2025, Address: 535 Fifth Avenue FL 13 New York, NY 10017, 4 total hours per month; 4 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-18 |
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