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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Charlotte | NC | 04/2007 | Present |
| Morgan Stanley Smith Barney | Charlotte | NC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
2. MPHS Foundation; Investment related No; Charlotte, NC; Charity / Private Foundation; Board/Committee member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: Nil; After business hours: .25 3. * 412292 - M4,LLC; Investment related -No; Charlotte, North Carolina; Consulting; Other (Spouse) (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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