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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-26 |
| CO | RA | APPROVED | 2016-04-19 |
Branch Locations
3190 S Vaughn Way Suite 550, Aurora, CO 80014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dickinson, De Kruif & Hess, P.C. | Denver | CO | 12/1986 | Present |
| Dk Advisors Group | Denver | CO | 01/1998 | Present |
| Partners Securities, Inc. | Denver | CO | 06/1999 | Present |
| Kestra Advisory Services, Llc | Centennial | CO | 04/2016 | Present |
| Kestra Investment Services, Llc | Centennial | CO | 06/1999 | Present |
Business Name: 332 Norfolk Street, BGDK LLC Investment Related: No Address: 332 Norfolk Street Aurora CO 80111 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect and deposit rents Business Name: 4621 S Kalispell Way Investment Related: No Address: 4621 S Kalispell Way Aurora CO 80218 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 5/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect rent, maintain property Business Name: Creekside Amigos, LLC Investment Related: No Address: 301 Creekside Drive Frisco CO 80443 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 11/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General maintenance of the property Business Name: DK Advisors Group, Inc Investment Related: No Address: 7000 E Belleview Ave Suite 320 Greenwood Village CO 80211 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: President Start Date: 1/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Responsible for all administrative support functions Business Name: Dickinson, De Kruif & Mastin, PC Investment Related: No Address: 7000 E Belleview Ave, Suite 320 Greenwood Village, Suite 320 CO 80111 Nature of Business: Consulting; Investment Advisory (RIA, IAR, Financial Planning, etc.); Tax/Accounting Position, Title or Relationship: President Start Date: 12/1/2015 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Management and operation of CPA firm Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Roundup Fellowship, Inc Investment Related: No Address: 3443 South Galena Street, #310 Denver CO 80231 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 6/15/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend bi-monthly board meetings Business Name: JESUS ON COLFAX POSITION: Board member NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 08/10/2022 ADDRESS: 9617 E.Colfax Avenue, Aurora CO 80010 DESCRIPTION: Member of Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-06 |
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