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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments Llc | Milwaukee | WI | 05/2013 | 07/2017 |
| J.P. Morgan Securities Llc | Racine | WI | 07/2017 | Present |
| Jpmorgan Chase Bank, N.A. | Racine | WI | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-20 |
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