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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2014-08-11 |
| TX | RA | APPROVED | 2014-08-11 |
Branch Locations
One Post Office Square 35Th Floor, Boston, MA 02109 • United States
Chilmark, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 08/2014 | Present |
TOP, INC.; 401 E. Las Olas Blvd, Suite 130-665, Fort Lauderdale, FL 33301; Big Data Analysis; Advisor or advisory group member if advice given may influence an officer/board; Advise; 1/1/2019; Business hours per month: No // CARRIAGE HOUSE BROOK, LLC; 55 Carriage House Ln, Wrentham, MA 02093; Owns Investment Property; Partner; Serve as a partner to my wife; 2/11/2013; Business hours per month: No // MENUD CO.; 7338 NW Miami Ct, Miami, FL 33150; Health and Wellness; Member of Board of directors; Business Consulting/Not Fundraising; 1/1/2018; Business hours per month: No // SW1, LLC; 115 Central Park West, Apt. 3F, New York, NY 10023; Private Investments; Partner; 6/17/2015; Business hours per month: No // CARRIAGE HOUSE BROOK II, LLC; 55 Carriage House Ln, Wrentham, MA 02093; Investment Property; Partner; help manage with my wife; 5/14/2015; Business hours per month: No 2) UMass Amherst Endowment and Foundation, AmherstmaUS-01003, Foundation, Education, Fundraising, Treasurer, Help oversee growth plans, start date-1/1/2017 Tea Lane Real-estate, renting y primary home, home owner cleaning, Start date-7/26/2021, ChilmarkMAUnited States-02535.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-06 |
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