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521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-22 |
Branch Locations
274 Riverside Avenue Suite 101, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Buckingham Research Group | New York | NY | 12/2013 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Canaan | CT | 07/2018 | 05/2022 |
| Unemployed | Norwood | MA | 05/2017 | 07/2018 |
| Bank Of America, N.A. | New Canaan | CT | 09/2018 | 05/2022 |
| Wealthspire Advisors | Westport | CT | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-29 |
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