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Gregory Cannon Giauque

Sfe Investment Counsel Inc.

Los Angeles, CA

San Luis Obispo, CA

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Current Employers
Sfe Investment Counsel Inc.

801 S. Figueroa Street Suite 610, Los Angeles, CA 90017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-31
  • CA RA
    APPROVED
    Since 2023-03-31

Branch Locations

801 S. Figueroa Street Suite 610, Los Angeles, CA 90017 • United States

San Luis Obispo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sybci Buellton CA 01/2015 03/2023
Sfe Investment Counsel Los Angeles CA 03/2023 Present
  • 01/2015 → 03/2023
    Sybci
    Buellton, CA
  • 03/2023 → Present
    Sfe Investment Counsel
    Los Angeles, CA
Previous Registrations
  • 2008-12-16 → 2013-06-03
    The Caprock Group, Llc
    Boise, ID
    Boise, ID
  • 2003-10-14 → 2005-06-30
    Stern Fisher Edwards Inc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-31
S63 Uniform Securities Agent State Law Examination 1998-02-02
  • S65 Uniform Investment Adviser Law Examination
    2023-03-31
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02
Other Names
  • Gregory Cannon Giaugue
  • Gregory Knight

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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