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Jeremy Alyea

Capital Client Group, Inc.

Los Angeles, CA

Northville, MI

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-19
MI RA APPROVED 2025-08-19
  • CA RA
    APPROVED
    Since 2025-08-19
  • MI RA
    APPROVED
    Since 2025-08-19

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Northville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments, Llc / Prudential Investment Mgmt. Svcs., Llc Newark NJ 04/2011 03/2025
Capital Group / Capital Client Group, Inc. Los Angeles CA 04/2025 Present
  • 04/2011 → 03/2025
    Pgim Investments, Llc / Prudential Investment Mgmt. Svcs., Llc
    Newark, NJ
  • 04/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-19
S63 Uniform Securities Agent State Law Examination 1998-06-11
  • S66 Uniform Combined State Law Examination
    2025-08-19
  • S63 Uniform Securities Agent State Law Examination
    1998-06-11
Other Names
  • Jeremy Heath Alyea

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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