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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
MA RA APPROVED 2018-11-08
  • TN RA
    APPROVED
    Since 2025-01-01
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Franklin, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Distributors, Inc. Franklin TN 07/2010 12/2016
John Hancock Boston MA 01/2017 Present
John Hancock Funds Boston MA 01/2017 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 07/2010 → 12/2016
    Lincoln Financial Distributors, Inc.
    Franklin, TN
  • 01/2017 → Present
    John Hancock
    Boston, MA
  • 01/2017 → Present
    John Hancock Funds
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Other Businesses

Rental Property - No products or services offered to business. This is a rental property that my wife (Camille) will handle. The property is with a rental agency and Camille will work with agency to rent our beach house.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-17
S63 Uniform Securities Agent State Law Examination 2000-05-19
  • S66 Uniform Combined State Law Examination
    2017-12-17
  • S63 Uniform Securities Agent State Law Examination
    2000-05-19

View on SEC IAPD

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