Richard Mark Wilson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2004-06-30

TX RA
APPROVED_RES

Since 2004-06-30

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mesa	AZ	07/1997	Present
Bank Of America,Na	Scottsdale	AZ	09/2009	Present

07/1997 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mesa, AZ
09/2009 → Present

Bank Of America,Na

Scottsdale, AZ

Other Businesses

I*2453297, Entity Type: , Name of OBA: L M W, Address: Mesa, Arizona, 85213, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/12/2025, No Hours: 3 Yearly, No Hours during Trading: 3 Yearly, Duties: I*2470268, Entity Type, Name of OBA: Hello Sunshine Address: MESA, AZ 85213 Investment Related: No Position, Title, Association: I just help my wife who is the Director,/Founder/Employee Start Date: 5/15/2025 No Hours: 6 monthly No Hours during trading: 0-1 monthly Duties: Non-profit organization providing "road signs" to high school across the U.S. with uplifting messages and I will help talk to principals and school district leaders to get permission to bring the signs to the schools. There will be fund raising, done by my wife and others.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-19

S66 Uniform Combined State Law Examination

2001-03-19

Other Names

Rich Wilson
Richard M Wilson

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