Wayne A. Helms

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-07
AK	RA	APPROVED	2007-01-18

TX RA
APPROVED_RES

Since 2018-12-07
AK RA
APPROVED

Since 2007-01-18

Branch Locations

12350 Industry Way Ste 204, Anchorage, AK 99515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Anchorage	AK	10/1997	Present

10/1997 → Present

Edward D. Jones & Co., L.P.

Anchorage, AK

Other Businesses

Midnight Sun Brewing Company Type of business: Brewery Anchorage, AK Start date: 1/1/2016 Part owner Hours per week: 0 Hours during trading: 0 No responsibilities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-03
S63	Uniform Securities Agent State Law Examination	1998-01-21

S66 Uniform Combined State Law Examination

2007-01-03
S63 Uniform Securities Agent State Law Examination

1998-01-21

Designations

Other Names

Wayne Alan Helms

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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