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Tae Joong Kim

LPl Enterprise, LLC

Fullerton, CA

Fullerton, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Fullerton, CA • United States

Fullerton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Fullerton CA 06/2002 11/2024
Prudential Insurance Company Of America Fullerton CA 06/2002 Present
Lpl Enterprise, Llc Fullerton CA 11/2024 Present
Previous Registrations
  • 2022-07-05 → 2024-11-14
    Pruco Securities, Llc.
    Orange, CA
    Los Angeles, CA
    Santa Fe Springs, CA
    Los Angeles, CA
    Orange, CA
    Orange, CA
    Santa Fe Springs, CA
    Fullerton, CA
    Sherman Oaks, CA
    Orange, CA
    Fullerton, CA
    Fullerton, CA
    Sherman Oaks, CA
    Fullerton, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Designations
Other Names
  • Tj Kim

View on SEC IAPD

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