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1406 Pearl Street, Boulder, CO 80302 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bonsai Llc | Boulder | CO | 08/2020 | Present |
| Rodan+Fields | Hingham | MA | 05/2015 | Present |
| Flag Boston | Hingham | MA | 03/2020 | 06/2020 |
| The Leaders Group Inc | Littleton | CO | 10/2021 | Present |
| Bonsai Advisors Llc | Boulder | CO | 11/2022 | Present |
1.) BONSAI LLC - 8/1/2020 - 1406 Pearl Street, Boulder, CO 80302 - Senior Director, senior director, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) RODAN & FIELDS - 5/25/2015 - 25 Bay Street, Hull, MA 02015 - Independent Consultant, Sell skincare to friends, Not Invt Rel, Skincare business, 12 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 8/8/2022 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-11 |
| S65 | Uniform Investment Adviser Law Examination | 2020-11-02 |
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