Joseph Anthony Trocchio

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-27
FL	RA	APPROVED	2022-10-21
OH	RA	APPROVED	2021-11-19

TX RA
APPROVED

Since 2025-01-27
FL RA
APPROVED

Since 2022-10-21
OH RA
APPROVED

Since 2021-11-19

Branch Locations

Miramar Beach, FL • United States

5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Upper Arlington	OH	08/2000	Present
Bank Of America, N.A.	Upper Arlington	OH	05/2011	Present
Ubs Financial Services, Inc	Upper Arlington	OH	11/2021	Present

08/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Upper Arlington, OH
05/2011 → Present

Bank Of America, N.A.

Upper Arlington, OH
11/2021 → Present

Ubs Financial Services, Inc

Upper Arlington, OH

Previous Registrations

2000-09-28 → 2021-11-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

Columbus, OH

Columbus, OH

Columbus, OH

Other Businesses

1) Name of Business: Universal life church monastery storehouse./ Address: 2030 Dexter Ave N. #166 Seattle Washington./ Investment Related: No./ Nature: perform wedding ceremonies./ Role: Minister./ Duty: perform weddings./ Start Date: 9/1/2019./ Time Required: No.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-12
S63	Uniform Securities Agent State Law Examination	1998-02-02

S65 Uniform Investment Adviser Law Examination

1998-03-12
S63 Uniform Securities Agent State Law Examination

1998-02-02

Other Names

Joe Trocchio

View on SEC IAPD