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Marietta, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Planning Partners | Atlanta | GA | 10/1997 | Present |
| Triad Advisors, Inc. | Norcross | GA | 06/2008 | 12/2019 |
| First Dominion Capital Corp | Richmond | VA | 12/2021 | Present |
| Exeter Analytics Group, Inc. | Marietta | GA | 01/2020 | Present |
1) EXETER ANALYTICS GROUP, INC., not investment related; 690 Village Trace NE, Building 21, Suite 2130, Marietta, GA 30067; the firm does tax prep & accounting, and occasionally mortgage, real estate and insurance sales; CEO, start date Jan 2020; approx 130 hours/month during securities hours; compensated through salary, fees, insurance commission; I am a CPA and mainly do accounting work & tax prep for individuals, businesses, and trusts. 2) FINANCIAL PLANNING PARTNERS, INC; 1609 Exeter Court NE, Marietta, GA 30068; Yes Investment Related; Investment and Financial Planning; President; 1997; 30-40 hours per month; 1-5-2 hours per trading; Investments and financial planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-14 |
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