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William Joseph Millico

LPl Financial LLC

Scottsdale, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-14
  • AZ RA
    APPROVED
    Since 2024-11-14

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Scottsdale AZ 04/2014 Present
Global Retirement Partners, Llc Phoenix AZ 11/2014 11/2024
Previous Registrations
  • 2014-11-12 → 2025-06-12
    Global Retirement Partners Llc
    Phoenix, AZ
    San Rafael, CA
    Phoenix, AZ
  • 2014-03-11 → 2014-04-04
    Waddell & Reed
    Scottsdale, AZ
  • 2001-04-03 → 2014-02-03
    Cetera Wealth Services, Llc
    Scottsdale, AZ
    Long Beach, CA
    Long Beach, CA
    Gardena, CA
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-25
S63 Uniform Securities Agent State Law Examination 1999-01-19
  • S66 Uniform Combined State Law Examination
    2000-05-25
  • S63 Uniform Securities Agent State Law Examination
    1999-01-19

View on SEC IAPD

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