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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-07-25 |
| MA | RA | APPROVED | 2006-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Milford | MA | 05/2004 | Present |
| Bay Financial Advisors, Inc. | Milford | MA | 03/2001 | 12/2021 |
(1) 05/13/2004 - BAY FINANCIAL ASSOCIATES, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) (2)05/13/2004 - Non-Variable Insurance - INV REL - SELL WHOLE, UNIVERSAL AND TERM LIFE INSURANCE (3) 04/08/2010 - myWMT - INV REL - Non-Profit Board Member - 2% TIME SPENT - The OBA is a business networking group I started with wealth management professionals in the area. (4) 01/14/2016 - 1st Line Financial, LLC - INV REL - 1st Line Financial, LLC - DBA for LPL Business (entity for LPL business) - START 01/04/2016 - 160 HOURS PER MONTH DURING TRADING - LPL Securities business and insurance business (life, disability and annuity). (5) 01/27/2025- Ronan Farm, LLC- Business Owner- Not INV Related- At Tuftonboro, NH - Start date 01/15/2025- 10 Hours Per Month (6) 01/27/2025- Ronan Real Estate LLC- Real Estate Rental- INV Related- At Tuftonboro, NH- Start date 01/15/2025- 5 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
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