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Edward Robert Ronan

LPl Financial LLC

Wolfeboro, NH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-07-25
MA RA APPROVED 2006-01-06
  • NH RA
    APPROVED
    Since 2019-07-25
  • MA RA
    APPROVED
    Since 2006-01-06

Branch Locations

Wolfeboro, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Milford MA 05/2004 Present
Bay Financial Advisors, Inc. Milford MA 03/2001 12/2021
  • 05/2004 → Present
    Milford, MA
  • 03/2001 → 12/2021
    Bay Financial Advisors, Inc.
    Milford, MA
Previous Registrations
  • 2005-01-18 → 2021-12-31
    Bay Financial Advisors, Inc.
    Waltham, MA
Other Businesses

(1) 05/13/2004 - BAY FINANCIAL ASSOCIATES, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) (2)05/13/2004 - Non-Variable Insurance - INV REL - SELL WHOLE, UNIVERSAL AND TERM LIFE INSURANCE (3) 04/08/2010 - myWMT - INV REL - Non-Profit Board Member - 2% TIME SPENT - The OBA is a business networking group I started with wealth management professionals in the area. (4) 01/14/2016 - 1st Line Financial, LLC - INV REL - 1st Line Financial, LLC - DBA for LPL Business (entity for LPL business) - START 01/04/2016 - 160 HOURS PER MONTH DURING TRADING - LPL Securities business and insurance business (life, disability and annuity). (5) 01/27/2025- Ronan Farm, LLC- Business Owner- Not INV Related- At Tuftonboro, NH - Start date 01/15/2025- 10 Hours Per Month (6) 01/27/2025- Ronan Real Estate LLC- Real Estate Rental- INV Related- At Tuftonboro, NH- Start date 01/15/2025- 5 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-10
S63 Uniform Securities Agent State Law Examination 1999-04-30
  • S66 Uniform Combined State Law Examination
    2001-05-10
  • S63 Uniform Securities Agent State Law Examination
    1999-04-30
Designations

View on SEC IAPD

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