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200 W. Hwy 6 Suite 330, Waco, TX 76712 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookstone Wealth Advisors, Inc. | Brownsville | TX | 10/2019 | Present |
| Park Avenue Securities | Brownsville | TX | 08/2013 | 10/2019 |
| Guardian Life Insurance Co | Brownsville | TX | 08/2013 | 10/2019 |
| Opes Advisors | Addison | TX | 03/2014 | 10/2019 |
| Hales-Bradford Llp | Brownsville | TX | 07/2014 | 12/2019 |
| Haynie & Company | Brownsville | TX | 12/2019 | Present |
| Nurture Wealth | Waco | TX | 01/2020 | 01/2022 |
| Winnow Wealth, Llc | Brownsville | TX | 01/2022 | Present |
BROOKSTONE WEALTH ADVISORS, INC; INVESTMENT RELATED; 855 W. PRICE ROAD, SUITE 25, BROWNSVILLE, TX 78520; INVESTMENT ADVISORY SERVICES; STARTED 10/2019; OCCUPIES 10% OF ADVISORS TIME EACH MONTH. ASCENSION FINANCIAL GROUP, LLC; NON INVESTMENT RELATED; 135 PASEO DEL PRADO, SUITE 62, EDINBURG, TX 78539; REAL ESTATE; PARTIAL OWNER; STARTED 01/2000; 0 HOURS/MONTH DEVOTED; RESPONSIBLE FOR PAYING PROPERTY TAXES AND SIGNING PROPERTY RELATED DOCUMENTATION. HAYNIE & COMPANY; NON INVESTMENT RELATED; 855 W. PRICE ROAD, SUITE 25, BROWNSVILLE, TX 78520; TAX PREPARATION/ACCOUNTING; PARTNER; STARTED 12/2019; 150 HOURS/MONTH DEVOTED; ALL HOURS DEVOTED DURING SECURITIES TRADING HOURS; OFFER TAX PLANNING AND ACCOUNTING SERVICES. Independent Licensed Insurance Agent through various carriers. Investment related; 855 W. PRICE ROAD, SUITE 25, BROWNSVILLE, TX 78520; Start Date: 01/2020. Selling various insurance policies: Life, Long-Term Care, Disability, Annuity. Approximately 10 hrs/ month all during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-09 |
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