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Red Bank, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Network 1 Financial Securities Inc. | Redbank | NJ | 11/1997 | Present |
| Network 1 Financial Advisors, Inc | Red Bank | NJ | 10/2000 | Present |
| Network 1 Financial Assurance Corp | Red Bank | NJ | 05/1998 | Present |
| Access International Group | Easton | MD | 04/1995 | Present |
| Legends Properties Development Corp | Red Bank | NJ | 12/2005 | Present |
OBA#1: NETWORK 1 FINANCIAL ADVISORS, INC. - INVESTMENT RELATED. 2 BRIDGE AVE STE 241 RED BANK NJ 07701 INVESTMENT RELATED INVESTMENT ADVISOR REP - NATURE OF OBA: MONEY MANAGER FOR PROPRIETARY TRADING STRATEGY. START DATE OF RELATIONSHIP: 06/02/98 50 HOURS MONTH/ 50 HOURS MONTHLY DURING TRADING HOURS DUTIES: MONEY MANAGER FOR PROPRIETARY TRADING STRATEGY. OBA#2: NETWORK 1 FINANCIAL ASSURANCE, CORP 2 BRIDGE AVE. STE 241 RED BANK, NJ 07701 INVESTMENT RELATED NATURE OF OBA: LIFE, HEALTH AND VARIABLE PRODUCTS POSITION: INVESTMENT AGENT. START DATE: 5/5/98. APPROX NUMBER OF HOURS PER MONTH: 10. NUMBER HOURS DEVOTED DURING TRADING HOURS: 10. DUTIES: SELL AND SERVICE LIFE, HEALTH AND VARIABLE PRODUCTS OBA#3: ACCESS INTERNATIONAL GROUP 605 DUTCHMAN'S LANE EASTON MD 21601.NON SECURITIES RELATED.NATURE OF OBA: BUSINESS CONSULTING . POSITION: PRESIDENT. START DATE: 04/01/1995 NUMBER OF HOURS PER MONTH: ONE. DUTIES: BUSINESS CONSULTING OBA #4: SECURITY LIFE INSURANCE CO., RED CIRCLE DRIVE, MINNETONKA, MN. NON-INVESTMENT RELATED. NATURE OF BUSINESS: INSURANCE. POSITION: SALES ASSOCIATE. START DATE: 6/26/2015. NO HOURS DURING NORMAL TRADING HOURS DEVOTED. DUTIES: INCIDENTAL VISION INSURANCE SALES. OBA #5: Ritter Insurance Marketing, 2600 Commerce Drive, Harrisburg, PA 17110. Non-Investment Related. Start date: 8/24/2017. Position: Referral Agent. Duties: Refer Medicare Insurance clients. No time devoted to OBA during trading hours. Zero to 2 hours devoted to OBA during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-02 |
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