Todd Jason Stark

Current Employers

Employment History

• 08/2010 → 01/2021
  Ubs Financial Services Inc
  Omaha, NE
• 01/2021 → Present
  Rbc Capital Markets, Llc
  Lincoln, NE

Previous Registrations

• 2010-08-20 → 2021-01-25
  Ubs Financial Services Inc.
  Lincoln, NE
• 2009-06-01 → 2010-08-16
  Morgan Stanley
  Lincoln, NE
  Lincoln, NE
• 2007-09-13 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lincoln, NE

Other Businesses

1) NOTARY PUBLIC / NOTARY SIGNATURE / 3700 Doonbeg Road LINCOLN, NE 68520 / FINANCIAL ADVISOR / START DATE 09/28/2010 - / POTENTIAL DEALINGS WITH UBS: NO / 2)LINCOLN PEDIATRIC DENTISTRY / DENTAL OFFICE/ 3272 SALT CREEK CIRCLE LINCOLN, NE 68504 / ADVISORY/ START DATE 01/01/2013 3)NAME OF ENTITY: Sonrisas Sanas I; ADDRESS: 3272 Salt Crekk Circle Suite A; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Real Estate; CAPACITY: Owner - Active, Director, Board of Directors *, Treasurer; START DATE: 01/01/2007; DUTIES: Financial reporting, paying bills, distributing draws; HOURS DEVOTED PER MONTH: None; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; 4)NAME OF ENTITY: Sonrisas Sanas II; ADDRESS: 4301 South 80th Street, Lincoln, NE; INVESTMENT/NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CAPACITY: Owner - Active, Director, Board of Directors *, Treasurer; START DATE: 01/01/2013; DUTIES: Financial reporting, check writing, member draws; HOURS DEVOTED PER MONTH: None; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; 5) Dry Branch Farms, LLC / United States / 3700 Doonbeg Road, Lincoln, NE / Partnership / Real Estate/ Farm / Pay Bills, Manage property / Investment in Company?: YES; 100% / Authority to Make Investment Decisions?: YES / Start Date 3/1/2019 (6)NAME OF ENTITY: Dry Branch Farms, LLC; ADDRESS: 70550 569 Ave, Fairbury, NE 68352; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Farming Operations; CAPACITY: Owner - Active, Partner, Board of Directors *, Treasurer; START DATE: 02/01/2019; DUTIES: Financial reporting, check writing; HOURS DEVOTED PER MONTH: None; 6) NAME OF ENTITY: HBE Properties, LLC ADDRESS: 3700 Doonbeg Road Lincoln, NE INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Commercial Real Estate CAPACITY: Owner - Active, Officer, Partner, Board of Directors *, Treasurer START DATE: 01/03/22 DUTIES: Bookkeeping HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2007-09-10
• S63 Uniform Securities Agent State Law Examination
  1998-02-12
• S65 Uniform Investment Adviser Law Examination
  1998-01-14