Robert E Walker

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-04
MA	RA	APPROVED	2020-05-27
VA	RA	APPROVED	2020-03-23

FL RA
APPROVED

Since 2022-03-04
MA RA
APPROVED

Since 2020-05-27
VA RA
APPROVED

Since 2020-03-23

Branch Locations

Irvington, VA • United States

540 Fort Evans Road, Ne Suite #200, Leesburg, VA 20176 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wealth Planning Solutions	White Stone	VA	02/2008	Present
Summit Brokerage Services	White Stone	VA	06/2015	05/2019
Infinex Investments, Inc.	Meriden	CT	05/2019	02/2020
Virginia Commonwealth Bank	Kilmarnock	VA	05/2019	02/2020
Centaurus Financial, Inc.	Anaheim	CA	03/2020	Present

02/2008 → Present

Wealth Planning Solutions

White Stone, VA
06/2015 → 05/2019

Summit Brokerage Services

White Stone, VA
05/2019 → 02/2020

Infinex Investments, Inc.

Meriden, CT
05/2019 → 02/2020

Virginia Commonwealth Bank

Kilmarnock, VA
03/2020 → Present

Centaurus Financial, Inc.

Anaheim, CA

Previous Registrations

2019-05-31 → 2020-02-18

Osaic Institutions, Inc.

Kilmarnock, VA
2019-02-20 → 2019-05-15

Summit Financial Group Inc

White Stone, VA

Other Businesses

1. WEALTH PLANNING SOLUTIONS, LLC, NON-INVESTMENT REALTED, 816 RAPPAHANNOCK DRIVE, WHITE STONE, VA 22578, FOR DBA PURPOSES, SALES AND SERVICING OF LIFE, HEALTH, LONGTERM CARE AND FIXED ANNUITY PRODUCTS, MANAGING PARTNER, SINCE 2/1/2008, DEVOTED TIME IS 40 HOURS A MONTH, SALES OF INSURANCE PRODUCTS, MARKETING THROUGH EDUCATIONAL SEMINAR PRESENTATIONS, DEVELOPING NEW CLIENT ACCOUNTS. 2. NANOPHARM, LLC, NON-INVESTMENT RELATED, P.O. BOX 720, IRVINGTON, VA 22480, INVESTMENT IN A PHARMACEUTICAL STARTUP, GENERAL PARTNER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-02-19
S63	Uniform Securities Agent State Law Examination	2015-07-20

S65 Uniform Investment Adviser Law Examination

2019-02-19
S63 Uniform Securities Agent State Law Examination

2015-07-20

Other Names

Bob Walker

View on SEC IAPD