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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-08 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Los Angeles | CA | 08/1999 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2009 | Present |
I*19190 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUSAN KAM INVESTMENT RELATED: ADDRESS OF BUSINESS: LA CANADA CA 91101 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 9/1/2010 NUMBER OF HOURS DEVOTED: 20 ANNUALLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: RENTAL PROPERTY I*4941282 Entity Type: For Profit Name of OBA: XXXX El Camino Corto LLC Address: Beverly hills, California, 90210 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/15/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Rental property/ asset protection. Rental property ownership.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-24 |
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