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Brian Lawrence Mcmahon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-19
NJ RA APPROVED 2003-09-19
  • TX RA
    APPROVED_RES
    Since 2013-02-19
  • NJ RA
    APPROVED
    Since 2003-09-19

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-05
S63 Uniform Securities Agent State Law Examination 1998-02-04
  • S66 Uniform Combined State Law Examination
    2003-08-05
  • S63 Uniform Securities Agent State Law Examination
    1998-02-04
Other Names
  • Brian L Mcmahon

View on SEC IAPD

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