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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-23 |
| CO | RA | APPROVED | 2022-01-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Northbrook | IL | 05/2010 | 12/2022 |
| Charles Schwab & Co., Inc. | Westlake | TX | 10/2022 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 10/2022 | Present |
| Charles Schwab And Co., Inc. | Westlake | TX | 12/2022 | Present |
Copper Kettle Group |Investment Related:No|230 N. Broad Street;Globe;Arizona;85501;USA |Restaurant/Food Services|50% Partner in Copper Kettle Group LLC (CKG)|2023-10-13|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Partner in Copper Kettle Group - Day to day operations of the business will be delegated to a gen manager. I will oversee operations and strategic planning. Initial funding of business and down payment to purchase commercial building that all ready operating as an established business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-24 |
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