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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-04 |
| LA | RA | APPROVED | 2012-11-12 |
Branch Locations
West Monroe, LA • United States
2500 N 7Th St 5Th Flr Ste 5, West Monroe, LA 71291 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Monroe | LA | 11/2012 | Present |
1. 10/31/2012 - CoAx Plus Inc - Business Owner - Not Investment Rel . - At Reported Business Location(s) - Owner-cable plant closed in 2007 but still have to file tax return for a few years - 0 Hrs/Mth - 0 Hrs During Trading. 2. 10/31/2012 - Hyde Park Baptist Church - Outside/W-2 Employment -Not Investment Rel - At Reported Business Location(s) - Pianist - 0 Hrs/Mth - 0 Hrs During Trading - 5% TIME SPENT 3. 3/12/2021 - Mitcham Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/11/2021 - 40 Hours Per Month/30 Hours During Securities Trading. 4. 08/09/2025 - Other - Direct Sales - WEST MONROE, LA - Not Inv Rel - Start date: 08/01/2025 - 3Hrs/mnth 1 hrs during Trading 5. 04/27/2026 - LIFEX Research Corporation - Outside/W-2 Employment - Not Investment Related - Fort Lauderdale, FL - Start Date 02/01/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-19 |
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