Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-04
LA RA APPROVED 2012-11-12
  • TX RA
    APPROVED_RES
    Since 2013-02-04
  • LA RA
    APPROVED
    Since 2012-11-12

Branch Locations

West Monroe, LA • United States

2500 N 7Th St 5Th Flr Ste 5, West Monroe, LA 71291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc West Monroe LA 11/2012 Present
Previous Registrations
  • 2005-03-18 → 2012-11-13
    Monroe, LA
    West Monroe, LA
  • 2002-09-12 → 2005-03-17
    Banc One Securities Corporation
    Monroe, LA
Other Businesses

1. 10/31/2012 - CoAx Plus Inc - Business Owner - Not Investment Rel . - At Reported Business Location(s) - Owner-cable plant closed in 2007 but still have to file tax return for a few years - 0 Hrs/Mth - 0 Hrs During Trading. 2. 10/31/2012 - Hyde Park Baptist Church - Outside/W-2 Employment -Not Investment Rel - At Reported Business Location(s) - Pianist - 0 Hrs/Mth - 0 Hrs During Trading - 5% TIME SPENT 3. 3/12/2021 - Mitcham Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/11/2021 - 40 Hours Per Month/30 Hours During Securities Trading. 4. 08/09/2025 - Other - Direct Sales - WEST MONROE, LA - Not Inv Rel - Start date: 08/01/2025 - 3Hrs/mnth 1 hrs during Trading 5. 04/27/2026 - LIFEX Research Corporation - Outside/W-2 Employment - Not Investment Related - Fort Lauderdale, FL - Start Date 02/01/2026 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-12
S63 Uniform Securities Agent State Law Examination 1998-02-19
  • S65 Uniform Investment Adviser Law Examination
    1998-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-02-19
Other Names
  • Susan Lynn Mcguire
  • Susie Lynn Mitcham
  • Susan L Mitcham
  • Susan Lynn Sellers
  • S Lynn Mitcham

View on SEC IAPD

More in West Monroe, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor