Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-04-04
  • FL RA
    APPROVED
    Since 2016-04-04

Branch Locations

200 South Biscayne Blvd, Miami, FL 33131 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 04/2016 Present
Previous Registrations
  • 2003-01-17 → 2016-04-01
    Credit Suisse Securities (Usa) Llc
    Miami, FL
    Irvine, CA
    Miami, FL
  • 1999-12-23 → 2003-01-17
    Pershing Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-02
S63 Uniform Securities Agent State Law Examination 1998-12-08
  • S65 Uniform Investment Adviser Law Examination
    1999-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-12-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor