Heinz Erhard Ickert

Current Employers

Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2004-03-31

OH RA
APPROVED

Since 2004-03-31

Branch Locations

Columbus, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Berthel, Fisher & Company Financial Services, Inc.	Columbus	OH	03/2003	Present

03/2003 → Present

Berthel, Fisher & Company Financial Services, Inc.

Columbus, OH

Other Businesses

1. HEINZ E. ICKERT LLC-N-COLUMBUS, OH-FORENSIC ACCOUNTING, EXPERT WITNESS-OWNER-07/2009-150-150-FORENSIC ACCOUNTING, EXPERT WITNESS; 2. ICKERT FINANCIAL GROUP LLC-Y-COLUMBUS, OH-DBA FOR SECURITIES BUSINESS-OWNER-12/1998-80-20-INVESTMENT REPRESENTATIVE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-20
S63	Uniform Securities Agent State Law Examination	1998-02-09

S65 Uniform Investment Adviser Law Examination

1999-04-20
S63 Uniform Securities Agent State Law Examination

1998-02-09

Other Names

Heinz Erhard Ickert

View on SEC IAPD