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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-10
  • NJ RA
    APPROVED
    Since 2023-07-10

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Waltham MA 09/1999 09/2016
Wells Fargo Clearing Services, Llc Boston MA 03/2017 09/2022
Unemployed Waltham MA 09/2016 02/2017
Ubs Financial Services Inc. Boston MA 09/2022 Present
  • 09/1999 → 09/2016
    Commonwealth Financial
    Waltham, MA
  • 03/2017 → 09/2022
    Wells Fargo Clearing Services, Llc
    Boston, MA
  • 09/2016 → 02/2017
    Unemployed
    Waltham, MA
  • 09/2022 → Present
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-08
  • S66 Uniform Combined State Law Examination
    2023-07-08
Other Names
  • Kristen M Melendy

View on SEC IAPD

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