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Jason Wesley Shaw

Wells Fargo Clearing Services, LLC

Dublin, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-20
OH RA APPROVED 2020-01-02
  • TX RA
    APPROVED
    Since 2022-04-20
  • OH RA
    APPROVED
    Since 2020-01-02

Branch Locations

6515 Longshore Loop Ste 200, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old Jocko Brand Lancaster OH 09/2010 06/2017
J.P. Morgan Securities Llc Columbus OH 10/2012 12/2019
Three Nails To Freedom Mc Lancaster OH 02/2014 01/2018
Wells Fargo Clearing Services Llc Dublin OH 12/2019 Present
Previous Registrations
  • 2012-10-01 → 2019-12-26
    J.P. Morgan Securities Llc
    Cincinnati, OH
    Westerville, OH
  • 2007-12-04 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Chicago, IL
    Columbus, OH
Other Businesses

INDEPENDENT PASTOR, NOT INV RELATED, LANCASTER, OH, PASTOR, START 5/20/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, OFFICIATE WEDDINGS AND FUNERALS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-30
S63 Uniform Securities Agent State Law Examination 1999-02-16
  • S66 Uniform Combined State Law Examination
    2007-11-30
  • S63 Uniform Securities Agent State Law Examination
    1999-02-16

View on SEC IAPD

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JESSICA ANNE Hultberg
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Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
MORGAN STANLEY · Dublin, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH

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