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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-10
GA RA APPROVED 2003-03-12
  • TX RA
    APPROVED_RES
    Since 2014-03-10
  • GA RA
    APPROVED
    Since 2003-03-12

Branch Locations

5555 Glenridge Connector Suite 620, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Atlanta GA 03/1997 Present
Mml Investors Services, Llc Atlanta GA 11/1997 Present
Other Businesses

(1) NAME: MARK LERNER INV REL: Y ADDR: 5553 PEACHTREE RD, STE 160, ATLANTA, GA 30341 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES START: 3/17/1997 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: Lerner, Rouille and Associates, LLC, INV REL: Y, ADD: 5555 Glenridge Connector, Suite 620, Atlanta, GA 30342, NATURE: Financial Services, POSITION: Partner, START DATE: 4/1/2024, NO. HR/MO: 160, NO. HR/MO DURING SEC TRADING: 160

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23
Designations

View on SEC IAPD

Other Firms

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