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Nicholas Tony Tarrab

Ubs Financial Services Inc.

Walnut Creek, CA

California, CA

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-22
CA RA APPROVED 2005-11-10
  • TX RA
    APPROVED_RES
    Since 2009-01-22
  • CA RA
    APPROVED
    Since 2005-11-10

Branch Locations

Walnut Creek, CA • United States

555 California Street Suite 3200, California, CA 94104 • United States

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial San Francisco CA 02/2004 Present
  • 02/2004 → Present
    Ubs Financial
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-09
  • S66 Uniform Combined State Law Examination
    2005-11-09
Other Names
  • Nicholas T Tarrab
  • Nicholas Tarrab

View on SEC IAPD

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