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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-02 |
Branch Locations
2800 Post Oak Blvd,Fl 56,Ste A, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wine Shop At Home | Napa | CA | 03/2012 | 09/2019 |
| Houston Community College | Houston | TX | 01/2015 | 09/2019 |
| Wellby Investment Services | Houston | TX | 02/2024 | 08/2025 |
| Lpl Financial Llc | Houston | TX | 08/2025 | Present |
| International Bank Of Commerce Tx | Houston | TX | 10/2019 | 12/2023 |
| Cetera Advisors | Denver | CO | 11/2015 | 09/2019 |
| Lpl Financial Llc | Houston | TX | 10/2019 | 08/2025 |
1) 9/8/25- VIVA Productions LLC dba VIVA Magazine Live - Business Co-Owner - Non-Inv. Related- start date 3/6/2024- Houston, TX - 12hrs/mth - 0 during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-31 |
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