Matthew Robert Fromm

Current Employers

Employment History

• 09/2002 → 04/2018
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  La Quinta, CA
• 06/2018 → Present
  Ausdal Financial Partners, Inc
  Davenport, IA

Previous Registrations

• 2002-09-30 → 2018-04-25
  Lpl Financial Llc
  La Quinta, CA
  Murrieta, CA
  La Jolla, CA
  San Marcos, CA
  Solana Beach, CA
  Temecula, CA
  Vista, CA
  Temecula, CA
  Carlsbad, CA
  San Diego, CA
  Laguna Niguel, CA
  San Diego, CA
  Solana Beach, CA
  La Jolla, CA
• 2001-07-31 → 2002-10-03
  Wells Fargo Investments, Llc
  San Diego, CA

Other Businesses

1. INSURANCE; LA QUINTA, CA; INVESTMENT RELATED; INSURANCE SALES; AGENT; ACTIVITY BEGAN 05/1998; I DEVOTE LESS THAN ONE HOUR PER MONTH SOMETIMES DURING TRADING HOURS TO THIS ACTIVITY; SALE OF INSURANCE PRODUCTS; COMPENSATION IS COMMISSION. 2.MATTHEW FROMM,BROKER; INVESTMENT RELATED; LA QUINTA, CA; REAL ESTATE BROKER; ACTIVITY BEGAN 08/2008; I DEVOTE APPX 10 HOURS PER MONTH WITH 5 OF THOSE HOURS DURING TRADING TO THIS ACTIVITY; REAL ESTATE BROKERAGE AND PROPERTY MANAGEMENT; COMPENSATION IS COMMISSIONS. 3. BARRYMORE HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; LA QUINTA, CA; HOA; SECRETARY/TREASURER OF HOA BOARD; ACTIVITY BEGAN 08/2025; I DEVOTE LESS THAN AN HOUR PER MONTH TO THIS ACTIVITY WITH NONE OF THAT TIME DURING TRADING HOURS; BOARD MEMBER DUTIES AS NEEDED. HOA IS MANAGED BY AN OUTSIDE MANGEMENT FIRM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-10
• S63 Uniform Securities Agent State Law Examination
  1998-02-17

Other Names

• Matthew R Fromm