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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED | 2023-11-02 |
Branch Locations
1200 Pittsford Victor Rd Ste 100, Pittsford, NY 14534 • United States
470 Long Pond Rd Ste 220 [Office Of Convenience], Rochester, NY 14612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NY | 05/2014 | 11/2023 |
| Esl Investment Services, Llc | Rochester | NY | 05/2014 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Rochester | NY | 11/2023 | Present |
GEHLEN ENTERPRISES LLC, INV RELATED, VICTOR, NY, 100% OWNERSHIP, START: 12/29/23, 1 HR PER MONTH, 0 HRS DURING TRADING, PRODUCT INVENTION;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-15 |
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