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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-02
TX RA APPROVED 2023-11-02
  • NY RA
    APPROVED
    Since 2023-11-02
  • TX RA
    APPROVED
    Since 2023-11-02

Branch Locations

1200 Pittsford Victor Rd Ste 100, Pittsford, NY 14534 • United States

470 Long Pond Rd Ste 220 [Office Of Convenience], Rochester, NY 14612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rochester NY 05/2014 11/2023
Esl Investment Services, Llc Rochester NY 05/2014 11/2023
Wells Fargo Clearing Services, Llc Rochester NY 11/2023 Present
Previous Registrations
  • 2021-08-03 → 2023-11-14
    Canandaigua, NY
    Penfield, NY
    Victor, NY
    Rochester, NY
    Rochester, NY
    Newark, NY
    Canandaigua, NY
    Rochester, NY
Other Businesses

GEHLEN ENTERPRISES LLC, INV RELATED, VICTOR, NY, 100% OWNERSHIP, START: 12/29/23, 1 HR PER MONTH, 0 HRS DURING TRADING, PRODUCT INVENTION;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-15
  • S63 Uniform Securities Agent State Law Examination
    2001-02-15
Designations
Other Names
  • Christian Gehlen

View on SEC IAPD

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