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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-22
TN RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2025-01-22
  • TN RA
    APPROVED
    Since 2023-06-29

Branch Locations

1751 Cedar Street Ste D, Mckenzie, TN 38201 • United States

28 Old Hickory Cove, Jackson, TN 38305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Browning And Graves Jackson TN 01/2008 Present
Voya Financial Advisors Jackson TN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Legacyprotect Insurance Consultants Llc Jackson TN 01/2025 Present
Demoss Creek Farms Medina TN 03/2026 Present
  • 01/2008 → Present
    Browning And Graves
    Jackson, TN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Jackson, TN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Legacyprotect Insurance Consultants Llc
    Jackson, TN
  • 03/2026 → Present
    Demoss Creek Farms
    Medina, TN
Previous Registrations
Other Businesses

1. NAME OF ENTITY: Browning and Graves; Yes; 28 OLD HICKORY COVE; JACKSON; TN; 38305; FINANCIAL SERVICES/DBA; part-owner; 01/01/2008; 160; 160; sales and service of fixed insurance and securities products; 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 28 OLD HICKORY COVE; JACKSON; TN; 38305; fixed insurance sales; Independent Insurance Agent; 4/28/2008; 32; 32; sales of fixed insurance products 3. NAME OF ENTITY: DeMoss Creek Kennels; No; 4320 Old Medina Rd; Medina; TN; 38355; Dog Breeder; Partner; 12/1/2019; 30; 0; Handle all duties related to kennel operation, breeding services, and training. Hobby business. 4. NAME OF ENTITY: West Tennessee Hunting Retriever Club; No; 399 Stafford Road; Brighton; TN; 38011; hunting retriever club; Vice President; 8/1/2020; 8; 0; Direct meetings in President's absence. Schedule training days. Assist with periodic hunt test events. Judge periodic retriever test events.| 5. NAME OF OTHER BUSINESS: CENTENNIAL BANK, INVESTMENT RELATED: NO, ADDRESS: 5420 BROAD STREET SOUTH, TREZEVANT, TN, 38258, NATURE OF BUSINESS: BOARD OF DIRECTORS, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 1.5, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: 1/4LY MEETINGS, ANNUAL PLANNING SESSIONS, LOAN REVIEWS, BANK POLICIES, REVIEW BANK FINANCIALS AND AUDIT REPORTS, BUSINESS DEVELOPMENT; 6. NAME OF OTHER BUSINESS: THE HUNTING RETRIEVER CLUB FOUNDATION, INC; INVESTMENT RELATED: NO; ADDRESS: 100 E. KILGORE RD, KALAMAZOO, MI 49002; NATURE OF BUSINESS: BOARD; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND PERIODIC BOARD MEETINGS AND VOTE ON BUSINESS OF THE FOUNDATION; 7. NAME OF OTHER BUSINESS: DEMBRO LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: MEMBER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PURCHASE SALE AND LEASE COMMERCIAL AND RESIDENTIAL REAL ESTATE; 8. NAME OF OTHER BUSINESS: LEGACYPROTECT INSURANCE CONSULTANTS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 1/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT/MEMBER; APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE; 9. NAME OF OTHER BUSINESS: DEMOSS CREEK FARMS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: 4320 OLD MEDINA ROAD MEDINA TN MEDINA START DATE: 3/5/2026 POSITION/TITLE/RELATIONSHIP: GENERAL PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: INVEST IN FARM PROPERTY, TIMBER, LIVESTOCK, BUY AND SELL LAND

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-21
S63 Uniform Securities Agent State Law Examination 1998-01-02
  • S66 Uniform Combined State Law Examination
    2005-06-21
  • S63 Uniform Securities Agent State Law Examination
    1998-01-02

View on SEC IAPD

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