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Current Employers
Mariner Advisor Network

5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
NV RA APPROVED 2023-12-08
OK RA APPROVED 2023-12-04
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • NV RA
    APPROVED
    Since 2023-12-08
  • OK RA
    APPROVED
    Since 2023-12-04

Branch Locations

Hugo, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Minden NV 02/2015 09/2017
Park Heritage Coprporation Minden NV 02/2015 08/2017
Lpl Financial, Llc Reno NV 11/2017 Present
Legacy Wealth Planning, Llc Reno NV 11/2017 Present
Mariner Independent Advisor Network Overland Park KS 12/2023 Present
  • 02/2015 → 09/2017
    First Financial Equity Corporation
    Minden, NV
  • 02/2015 → 08/2017
    Park Heritage Coprporation
    Minden, NV
  • 11/2017 → Present
    Reno, NV
  • 11/2017 → Present
    Legacy Wealth Planning, Llc
    Reno, NV
  • 12/2023 → Present
    Mariner Independent Advisor Network
    Overland Park, KS
Previous Registrations
  • 2017-11-07 → 2023-12-04
    Legacy Wealth Planning, Llc
    Reno, NV
  • 2015-02-25 → 2017-11-06
    Ffec Wealth Partners Llc
    Minden, NV
    Scottsdale, AZ
    Scottsdale, AZ
    Reno, NV
    Reno, NV
    Billings, MT
  • 2001-09-13 → 2015-02-23
    Reno, NV
    Minden, NV
    Minden, NV
Other Businesses

1. 11/06/2017 - LEGACY WEALTH PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ RENO, NV 2. 11/06/2017 - PARK WEALTH MANAGEMENT, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ RENO, NV 3. 11/06/2017 - PARK FIVE LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 1%/ RENO, NV. 4. 3/23/2021 - No Business Name (TBD) - Not Investment Related - Remotely from LPL office. Occasionally on site at 1425 N 4150 Rd, Hugo, OK 74743 - Other-Farm - Owner - Start Date: 05/14/2021 - 10 Hours Per Month/1 Hour During Securities Trading - Owner farm and Ranch land. Oversee operations. 5. 12/12/2023 - Mariner Independent Advisor Network, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/23/2025 - Park Land and Cattle Co.,LLC - Other - Purchase and operate Farm and Ranch Land - Not Investment Related - Hugo, OK and At Reported Business Location(s)- Start Date 05/14/2021 - 20 hours per month/ 10 hours during trading 7. 01/22/2026 - PFL LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Hugo, OK - Start Date 04/27/2021 - 0 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-08
S65 Uniform Investment Adviser Law Examination 1997-12-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-08
  • S65 Uniform Investment Adviser Law Examination
    1997-12-01

View on SEC IAPD

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