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5700 W 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| NV | RA | APPROVED | 2023-12-08 |
| OK | RA | APPROVED | 2023-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Minden | NV | 02/2015 | 09/2017 |
| Park Heritage Coprporation | Minden | NV | 02/2015 | 08/2017 |
| Lpl Financial, Llc | Reno | NV | 11/2017 | Present |
| Legacy Wealth Planning, Llc | Reno | NV | 11/2017 | Present |
| Mariner Independent Advisor Network | Overland Park | KS | 12/2023 | Present |
1. 11/06/2017 - LEGACY WEALTH PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ RENO, NV 2. 11/06/2017 - PARK WEALTH MANAGEMENT, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ RENO, NV 3. 11/06/2017 - PARK FIVE LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 1%/ RENO, NV. 4. 3/23/2021 - No Business Name (TBD) - Not Investment Related - Remotely from LPL office. Occasionally on site at 1425 N 4150 Rd, Hugo, OK 74743 - Other-Farm - Owner - Start Date: 05/14/2021 - 10 Hours Per Month/1 Hour During Securities Trading - Owner farm and Ranch land. Oversee operations. 5. 12/12/2023 - Mariner Independent Advisor Network, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/23/2025 - Park Land and Cattle Co.,LLC - Other - Purchase and operate Farm and Ranch Land - Not Investment Related - Hugo, OK and At Reported Business Location(s)- Start Date 05/14/2021 - 20 hours per month/ 10 hours during trading 7. 01/22/2026 - PFL LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Hugo, OK - Start Date 04/27/2021 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-01 |
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