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Marcus John Lerman

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Tarpon Springs, FL

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-02-15
  • AZ RA
    APPROVED
    Since 2017-02-15

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Scottsdale AZ 07/2016 Present
Wells Fargo Bank Scottsdale AZ 07/2016 Present
  • 07/2016 → Present
    Wells Fargo Clearing Services
    Scottsdale, AZ
  • 07/2016 → Present
    Wells Fargo Bank
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-22
S63 Uniform Securities Agent State Law Examination 1998-05-26
  • S65 Uniform Investment Adviser Law Examination
    1999-10-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-26
Designations

View on SEC IAPD

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