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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-04-02 |
Branch Locations
Centennial, CO • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Denver | CO | 06/2011 | 11/2016 |
| National Planning Holdings | Denver | CO | 11/2016 | 11/2017 |
| Gwfs Equities | Denver | CO | 03/2018 | Present |
| Uber | Denver | CO | 01/2015 | Present |
| Sullings, Llc | Denver | CO | 01/2004 | Present |
1) Sullings LLC; 930A S. Dahlia St., Denver, CO 80246; Real Estate (Rental Property), Investment related , Owner, 0 hours per month; 0 hours during securities trading hours. -- 2) Uber; 4665A Paris St, Denver, CO 80239; Transportation, Not investment related , Driver, 20 hours per month; 0 hours during securities trading hours. -- 3) Colorado Firefighters Calendar / President, Board of Directors. Benefitting Children's Hospital of Colorado.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-16 |
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