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Matthew Thomas James

Cds James Investments, LLC

New Orleans, LA

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Current Employers
Cds James Investments, Llc

318 Harrison Ave, New Orleans, LA 70124 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-24
LA RA APPROVED 2019-01-14
  • TX RA
    APPROVED_RES
    Since 2019-11-24
  • LA RA
    APPROVED
    Since 2019-01-14

Branch Locations

720 Harrison Ave Suite C, New Orleans, LA 70124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lafayette LA 08/2006 01/2018
Mia Bella Beauty Bar New Orleans LA 09/2015 01/2021
Cds James Investments, Llc Lafayette LA 11/2018 Present
Previous Registrations
  • 2012-10-01 → 2018-01-22
    J.P. Morgan Securities Llc
    Columbus, OH
    Metairie, LA
  • 2009-04-02 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
    Lafayette, LA
    Columbus, OH
    Reynoldsburg, OH
    Reynoldsburg, OH
    Lafayette, LA
    Canal Winchester, OH
    Reynoldsburg, OH
    Reynoldsburg, OH
    Scott, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-30
  • S66 Uniform Combined State Law Examination
    2009-03-30
Other Names
  • Matthew T James

View on SEC IAPD

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