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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equable Securities Corporation | Milwaukee | WI | 01/1998 | Present |
| Harbour Investments, Inc | Madison | WI | 11/2017 | Present |
1)Equity Enterprise, LLC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Cabin rental | 81010 W. Helsing Road, Port Wing, WI 54865 | Owner | Description: Rent to vacationers | Beginning 2014 | 1 hour per month, 0 during trading hours | Paid with rent | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-06 |
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