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Daniel Jonathan Mendelson

Rockefeller Financial LLC

Highland Park, IL

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-30
IL RA APPROVED 2020-10-23
  • TX RA
    APPROVED
    Since 2021-09-30
  • IL RA
    APPROVED
    Since 2020-10-23

Branch Locations

Highland Park, IL • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 07/2008 10/2020
Bank Of America, Na Northbrook IL 12/2009 10/2020
Rockefeller Financial Llc Highland Park IL 10/2020 07/2026
Rockefeller Financial Llc Highland Park IL 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-07
S63 Uniform Securities Agent State Law Examination 1998-01-05
  • S65 Uniform Investment Adviser Law Examination
    1998-01-07
  • S63 Uniform Securities Agent State Law Examination
    1998-01-05
Other Names
  • Danny Mendelson

View on SEC IAPD

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